Sword’s Governance

Sword Capital Financial Brokerage Company recognize the significant role for Corporate Governance to regulate the activity of securities in a fair, competitive, transparent manner and to enhance the administrative efficiency of the Company to stimulate the application of sound methodology in the Company Management. This contributes to the development of the Company, increasing of the profitability, and reduce of risks that the Company is exposed to.

The Corporate Governance Role of Sword Financial Brokerage Company is as follows:

Rule 1: Construct a Balanced Composition.

The Board of Directors of Sword Capital Financial Brokerage is composed in accordance with the Company activity volume and nature, in which the Company considered in the formation of the Board of Directors to combine variety of educational and professional experience and specialized skills, as well as their understanding and awareness of the Company’s activities.

Rule 2: Establish Appropriate Role and Responsibilities.

The Board of Directors seeks to achieve the objectives of Sword Capital Brokerage Company through a clear and proper separation of the terms of reference of the Board of Directors and the Executive Management, through effective control over the work of the Executive Management and monitoring the performance of Managers.

Rule 3: Recruit Highly Qualified candidates for Members of Board of Directors and the Executive Management.

The Board of Directors of Sword Capital Financial Brokerage has formed a Committee (Nominations and Remuneration) specialized to prepare recommendations related to nominations for the positions of Directors and Executive Management.

Rule 4: Ensure the Integrity of Financial Reporting

Board of Directors of the Sword Capital Financial Brokerage formed (Audit Committee) to ensure the independence and integrity of the External Auditor, and to enhance the Shareholders confidence in the data and information provided by the Company.

Rule 5: Apply fitted Systems for Risk Management and Internal Control

Risk Managers are independent by following the Risk Committee, to improve the quality and efficiency of the Company’s business and to assess compliance with regulatory controls. Also, the Board of Directors of Sword Capital Brokerage has also formed a Risk Committee to develop risk management policies and regulations in line with the Company’s risk appetite.

Rule 6: Promote Code of Conduct and Ethical Standards

Considering the importance of establishing a culture of Code of Conduct and Ethical values, the Company developed a business Charter including standards and determinants of Code of Conduct and Ethical standards.

Rule 7: Ensure Transparency and Disclosure in a Timely and High-Quality

Accurate disclosure is one of the key features of the methods of monitoring the Company’s activities and evaluating its performance and increase confidence and security for Investors.

Rule 8: Respect Shareholder’s Rights

Sword Capital Financial Brokerage Company ensures the consistency of both the Shareholders and the Company Management and to enhance Investor confidence in the efficiency of the system to protect their basic rights specified in the Companies Law and its
Executive Bylaws, Articles of Association of the company, Capital Markets Authority Law and its Executive Regulations.

Rule 9: Recognize the Role of Stakeholders

Respecting and protecting the rights of Stakeholders according to the related applicable laws in the State of Kuwait, such as the Labor Law and the Companies Law and its Executive Bylaws in addition to the agreements concluded between Parties and any additional undertakings made by our Company towards Stakeholders.

Rule 10: Enhance and Improve Performance

Sword Capital Financial Brokerage Company ensure to train and qualify the Board of Directors and Executive Management to enhance the Company performance through the Board of Directors and the Executive Management by exercising the tasks and responsibilities entrusted to them to the fullest.

Rule 11: Focus on the Importance of Social Responsibility.

Sword Capital Brokerage has contributed to the sustainable development of the community and the Company’s employees by working to improve the living conditions, social and economic workforce and their families as well as the society as a whole.

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(Sword Investment Capital) is a registered and reserved Trademark for Sword Investment Capital Ltd worldwide, working in the field of International Financial Brokerage. It also serves its clients from individuals and financial institutions in Asia, Africa, Europe, Australia, South America.

Sword Investment Capital Ltd License No 8419114-6

This is the official Sword Investment Capital Global (www.sword-capital.com) website and authorizes Sword Investment Capital Companies to use it in accordance with the Authority and Licenses of each Company which has been Authorized by Financial Control Authority. As for Sword Investment Capital representative offices, they do not engage the activity but only receive client complaints.

Sword Investment Capital Trademark is reserved worldwide and is only used by Sword Investment Capital companies, which are accredited by Sword Investment Capital Ltd and any illegal use is held accountable in any country in the world.

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Risk Warning: Global Securities Trading involves significant risk to your invested capital. Please read and ensure you fully understand our Risk Disclosure.


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